Skip To The Main Content

General Information

The Legal and Compliance Department is here to assist our members by offering a variety of services. The services we provide include:


Free Continuing Education Courses:

  • On-site courses provided throughout the year in Northern and Southern California
  • Topics range from new regulations to unusual coverage to filing procedures
  • All courses are approved by the California Department of Insurance for resident property and casualty broker-agents

Webinar Training on Filing Procedures:

  • Information required on the policy documentation
  • What the SLA analyst looks for when reviewing the Confidential Report of Placement (SL1 form) and Diligent Search Report (SL2 form)
  • Specific attention on the areas where you are most frequently tagged

Onsite Training on Filing Procedures:

  • Information required on the policy documentation
  • What the SLA analyst looks for when reviewing the Confidential Report of Placement (SL1 form) and Diligent Search Report (SL2 form)
  • Specific attention on the areas where you are most frequently tagged
  • Review of your filings to determine what information is acceptable

SLIP Training:

  • Entering transactions in SLIP
  • Completing the online SL1 and SL2 forms
  • Uploading documents
  • Searching for prior transactions
  • Answering tags

Other Services:

  • Creation of customized manuals for your office
  • Licensing assistance
  • Broker requirements and compliance
  • Surplus line tax assistance

Contact us at compliance@slacal.com or (415) 434-4900.